Regulatory & Compliance Solicitor
0 Applicants · 0 Views
· Posted 17 hours ago
Position Overview
Location:
Central, Hong Kong 
Compensation:
HK$90,000 - HK$135,000/year
Position:
Mid
Type:
Job
Practice Area:
Compliance
Remote:
No
Posted:
Deadline:
May 19, 2026
Job Description
ONC Lawyers is seeking a Regulatory & Compliance Solicitor for its Central office. You will advise financial institutions, listed companies, and SFC-licensed corporations on regulatory compliance, investigations, and enforcement actions under the Securities and Futures Ordinance.
Key Responsibilities
- Advise SFC-licensed corporations on compliance with the Code of Conduct and licensing conditions
- Handle SFC and HKMA investigations and disciplinary proceedings
- Advise on anti-money laundering compliance under the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615)
- Draft compliance policies and procedures for financial institutions
Requirements
- Qualified solicitor admitted in Hong Kong
- 3-6 years PQE in regulatory, compliance, or financial services law
- Experience with SFC or HKMA regulatory matters preferred
Responsibilities
SFC compliance advisory, HKMA investigations, AML compliance, policy drafting
Requirements
Hong Kong qualified solicitor, 3-6 PQE in regulatory/compliance
Perks & Benefits
Legal career opportunities, Professional development, Competitive compensation, Health benefits, Retirement planning
Compensation
HK$90,000 - HK$135,000/year
Practice Area
Compliance
Position
Mid
Applicant Location Requirements
Applicants must be located in: US
Application Contact
Contact: ONC Lawyers Hiring Team
Application Deadline
May 19, 2026
Employment Type
Full time
