Compliance Analyst

The Compliance Analyst supports the Company in ensuring adherence to applicable laws, regulations, internal policies, and governance standards. The role requires a highly analytical, detail-oriented, and autonomous professional capable of operating effectively within a regulated financial services environment. The Compliance Analyst is expected to work closely with internal stakeholders to support the effective implementation of compliance requirements and to promote a strong compliance culture across the organisation.

In this role, you shall be responsible for:

• Handling client on-boarding (Account Opening, AML & KYC);
• Performing due diligence oversight on a number of Institutional, Corporate and Fund Clients;
• Supporting in monitoring and reporting on Compliance and AML within SQFSM;
• Assisting with the preparation of various regulatory filings and returns to competent authorities (MFSA, FIAU, CBM, IRS, IRD, etc.);
• Assisting in the implementation and maintenance of group policies and procedures within SQFSM;
• Assisting with preparing internal reports analysing future new directives, rules & regulation and impact on SQFSM operations and services;
• Assisting with overseeing internal control in compliance with group policies, guidelines and risk management framework;
• Providing support during audits and inspections.

• Prior compliance experience within an EU-regulated Financial Services entity and/or University degree and/or Diploma courses in Compliance is preferred;
• Familiarity with EU financial services regulation (e.g. MiFID II, AML/CFT framework, UCITS/AIFMD, ESMA/MFSA requirements) is considered an asset;
• Strong analytical and critical-thinking skills, with the ability to interpret complex regulatory requirements and translate them into practical actions;
• High level of autonomy, ownership, and accountability, with the ability to manage multiple priorities with minimal supervision;
• Excellent attention to detail and strong organisational skills;
• Strong command of English (written/verbal). Additional languages: German and/or French would be considered an asset;
• Strong work ethic, professionalism and deep commitment to meet the highest standards required by the role and Swissquote Group.