Compliance Officer — CFTC Swap Dealer and SEC Security
0 Applicants · 11 Views
· Posted 14 days ago
Position Overview
Location:
Grand Central, United States 
Compensation:
$167,104 - $167,104/year
Position:
Mid
Type:
Job
Practice Area:
Compliance
Remote:
No
Posted:
Deadline:
Jun 2, 2026
Job Description
The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD). This role demands a deep understanding of regulatory frameworks and the ability to collaborate effectively with various departments. The ideal candidate will bring extensive experience and expertise in derivatives and securities compliance, with a focus on governance, reporting, and risk management. Re…
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Compensation
$167,104 - $167,104/year
Practice Area
Position
Mid
Application Deadline
June 2, 2026
Employment Type
Full time
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