Compliance Officer
0 Applicants · 8 Views
· Posted 21 days ago
Position Overview
Location:
Highland Park, United States 
Compensation:
$71,681 - $71,681/year
Position:
Mid
Type:
Job
Practice Area:
Compliance
Remote:
No
Posted:
Deadline:
Jun 2, 2026
Job Description
Description The Compliance Department is responsible for ensuring that Hilltop Securities Inc. has effective policies and procedures in place and enforcing those policies as set forth by the industry regulators. The department also holds compliance responsibility for an affiliated broker/dealer (Hilltop Securities Independent Network Inc.). The Compliance Officer responsibilities may include providing compliance surveillance for, and conduct on-site compliance audits of, branch locations and ho…
Compensation
$71,681 - $71,681/year
Practice Area
Position
Mid
Application Deadline
June 2, 2026
Employment Type
Full time
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