Junior Securities Regulation Officer

Junior Securities Regulation Officer — Securities Board of Nepal (SEBON)

The Securities Board of Nepal (SEBON) seeks a Junior Securities Regulation Officer for its Enforcement and Investigation Division at its Thapathali, Kathmandu headquarters. SEBON is at the forefront of capital markets regulation, overseeing the Nepal Stock Exchange (NEPSE) during a period of record IPO activity and retail investor participation.

The Junior Officer will assist with investigations into market misconduct, review IPO prospectuses, analyse trading data from NEPSE, and prepare enforcement briefs. This is an outstanding entry point into securities regulation for a recently licensed Advocate (अधिवक्ता) committed to market integrity and investor protection in Nepal's rapidly expanding capital market.

• Assist with investigations into insider trading, market manipulation, and disclosure violations on NEPSE
• Review IPO prospectuses and public offer documentation for regulatory compliance
• Analyse trading data from the Nepal Stock Exchange to identify suspicious patterns
• Draft show-cause notices, investigation reports, and enforcement recommendations
• Support enforcement proceedings before the courts in coordination with the Attorney General's Office
• Monitor listed company compliance with disclosure and corporate governance requirements

• Advocate licensed by the Nepal Bar Association (NBA) with 0–2 years' post-admission experience
• Knowledge of the Securities Act 2063, Companies Act 2063 (2006), and capital markets principles
• Understanding of stock exchange operations and market conduct rules
• Analytical mindset with ability to review trading data and financial disclosures
• Strong Nepali and English writing skills for enforcement reports
• LL.B. from a recognised university with strong academic record
• Interest in financial regulation and public service