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Regulatory Reporting Specialist (f/m/d)

Upvest · Remote, United States · Remote
0 Applicants · 0 Views · Posted 3 hours ago
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Position Overview

Location: Remote, United States United States flag
Position: Mid
Type: Job
Practice Area: Regulatory Compliance
Remote: Yes
Posted:
Deadline: Jun 26, 2026

Job Description

At Upvest, we are on a mission to make investing as easy as spending money. Upvest empowers businesses to offer a wide range of investment products and the best experience in the field of capital market investment and retirement planning. Upvest’s Investment API is easy to integrate so that fintechs and financial institutions can save resources and fully focus on their core business.

We are proud to partner with Europe’s leading Fintechs and financial institutions such as DKB, Revolut, N26 and Raisin. Founded in 2017 by Martin Kassing, Upvest now brings together over 270 talented professionals from more than 70 nationalities. Upvest is backed by €280M in total funding from world-class investors, including BlackRock, Tencent, Sapphire Ventures, and Bessemer Venture Partners, Earlybird, Notion Capital, and Motive. Our latest €110M funding round in March 2026 - led by Sapphire and Tencent - serves as a massive catalyst for our growth, allowing us to offer premier investment experience.

Regulatory Reporting is fundamental to our role as a BaFin and Bundesbank regulated fintech investment firm under IFR and IFD. It safeguards our license, builds trust with regulators, and provides the foundation for sustainable growth - allowing our teams to focus on customers, products, and innovation.

In this role, you own regulatory reporting end-to-end. As a Senior Regulatory Reporting Specialist, you are responsible for the accurate, timely, and complete preparation of all regulatory reports, ensuring deadlines and quality standards are consistently met.

Working closely with Finance, Risk, Compliance, and Data teams, you embed regulatory reporting into our financial and data ecosystem. You go beyond recurring submissions by developing and improving data interfaces and reporting processes, keeping them scalable and resilient as we grow. As a senior individual contributor, you serve as a trusted expert and help define best practices across the organization.

We’re looking for someone who is passionate about our mission and eager to invest in their own professional growth.

What you’ll do:

  • Prepare and submit regulatory reports in line with all applicable regulatory requirements

  • Act as the primary point of contact for regulatory reporting topics within the company

  • Track regulatory changes and ensure timely and accurate implementation into reporting processes

  • Own and maintain the regulatory reporting calendar, ensuring deadlines and dependencies are met

  • Develop, document, and continuously update clear work instructions and reporting documentation

  • Serve as a key contact for regulators, external auditors, internal audit, and supervisory reviews

  • Collaborate closely with Compliance, Risk, Finance, Data, and Management on regulatory topics

  • Take responsibility for the design and ongoing improvement of robust data flows

  • Drive process improvements and automation initiatives, including the implementation of AI solutions in reporting workflows

What you bring:

  • Solid expertise in regulatory reporting processes and reporting obligations (e.g. “AWV”, “DepotStatistik”, “Bilanzstatistik”, “Millionenkreditmeldung”)

  • Several years of relevant work experience (e.g., accounting, audit, or advisory), ideally in a fast-paced or regulated environment

  • Strong communication skills in English, with the ability to simplify and explain complex concepts

  • A strong sense of ownership, accountability, and attention to detail

  • Motivation to continuously deepen knowledge in regulatory reporting, processes, internal controls, and related areas

  • German language skills (spoken and written) to support local stakeholders and compliance topics

How we Upvest in you:

  • Impact-driven work: We’re building the infrastructure that will power the future of investing in Europe. It’s complex, ambitious, and meaningful. You’ll work with modern technologies and create something entirely new. No legacy systems, no limits.

  • Wellbeing: Recharge with 30 days of annual leave and maintain a healthy lifestyle with sports benefits. Access confidential professional coaching and enjoy the flexibility to work remotely abroad for up to 183 days a year. Recharge with UpRest, a one-month fully paid sabbatical after every 4 years of working at Upvest.

  • Development: Growth is in our DNA. Each Upvenger has access to a personal development budget and the freedom to decide how to use it.

  • Flexible work environment: Work from any of our hubs in ...

Perks & Benefits

Legal career opportunities, Professional development, Competitive compensation, Health benefits, Retirement planning

About This Role

Upvest is seeking a Regulatory Reporting Specialist (f/m/d) to join their Regulatory Compliance team at the Mid level. This is a Full time, Remote position based in Remote, United States.

Interested candidates are encouraged to review the full job description above and apply through LegalAlphabet to be considered for this opportunity.

Practice Area

Regulatory Compliance

Position

Mid

Applicant Location Requirements

Applicants must be located in: US

Application Contact

Contact: Upvest Hiring Team

Application Deadline

June 26, 2026

Employment Type

Full time

Work Arrangement

Remote/Telecommute Position

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