Senior Investment Compliance Analyst, Associate 2

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Senior Investment Compliance Analyst will be responsible for monitoring compliance results on client portfolios related to Regulatory and Investment Manager (IM) mandates. Utilizing State Street’s Investment Compliance & Reporting platform, the qualified candidate will complete the research, analysis and reporting to ensure portfolios are in compliance with their investment restrictions.

REVIEWING WORK AND ASSISTING TEAM SUPERVISOR

• Point of expertise for complex breach analysis

• Review all reporting produced by the Associates

• Liaises with internal clients and supporting departments for the purpose of obtaining key inputs to service delivery

• Performs special projects and other tasks as assigned by the Team Supervisor

• Assists Team Supervisor in implementing new procedures and controls

• Maintaining and fostering a team environment

MONITORING INVESTMENT COMPLIANCE

• Investigate violations on the automated compliance monitoring system

• Record findings of investigation on the system

DATA CONTROL CHECKS

• Compare and confirm accuracy of fund data as it appears in the system

• Advise data teams of any discrepancies in a timely fashion

• Ensure agreed timelines are adhered to

REPORTING

• Generate and attach reports as required in a timely manner

• Ensuring data is accurate and ready for client use

OTHER

• Involvement in departmental ad-hoc projects

• Involvement in the training and development of other team members as necessary

• Make recommendations for changes to processes and procedures and prepare documentation for review as required

Please note: This role requires one to work from office 3 days/week

Minimum Salary:​

The minimum salary quoted above applies to the role in the primary location specified. If the candidate ultimately works outside of this primary location, the applicable minimum salary may differ.​

Salary will be determined based on factors such as the position, type of work performed, individual skills, job description, working hours, diligence, initiative, self-management, length of employment, availability, and the quantity and quality of work delivered, as well as other objective and non-discriminatory criteria relevant to State Street employees.​

In addition to salary, employees are eligible to be considered for discretionary annual performance-based awards.​

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We Offer:​

• Permanent contract from day one​

• Additional holidays (Birthday Day Off, 3rd and 5th year anniversary Day Off)​

• Gold Medical Package for employees and their families (partner and children)​

• Premium life insurance package and private pension plan​

• Wide range of soft skills training, technical workshops, language classes and development programs​

• Opportunities to volunteer your time to company-driven initiatives, employee networks or organizations of your choice​

• Variety of well-being programs​

• Additional benefits available depending on the seniority of the role

Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. We keep our clients at the heart of everything we do, and smart, engaged employees are essential to our continued success.

We are committed to fostering an environment where every employee feels valued and empowered to reach their full potential. As an essential partner in our shared success, you’ll benefit from inclusive development opportunities, flexible work-life support, paid volunteer days, and vibrant employee networks that keep you connected to what matters most. Join us in shaping the future.

As an Equal Opportunity Employer, we consider all qualified applicants for all positions without regard to race, creed, color, religion, national origin, ancestry, ethnicity, age, disability, genetic information, sex, sexual orientation, gender identity or expression, citizenship, marital status, domestic partnership or civil union status, familial status, military and veteran status, and other characteristics protected by applicable law.

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